October 2019

If a register representative is fined by FINRA, is the requirement to notify my home state Insurance Regulators?

Each month FINRA notifies Insurance Regulators about their actions against register representatives whether they hold an insurance license or not.  …

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Can I receive renewal commissions without having an Illinois insurance license?

Yes, you can receive renewal commissions if insurer paying the commissions allow that practice.  Check your contract or call the …

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