Textbook Version – This course covers ethics in a number of different areas. Those include producer’s responsibility with ethical conduct, anti money laundering, policy illustrations and finally, suitability requirements.
Alabama Proctor Requirements
The examination must be administered by an impartial third-party proctor, who must sign an affidavit attesting to the fact that the student received no outside assistance in the completion of the final examination. The proctor cannot be a friend, relative, or co-worker of the licensee, nor anyone with a financial interest in the success of the licensee taking the examination. Proctors that can be approved by the Department are professionals such as an attorney, minister, accountant, librarian, or a teacher from a local high school or college. Self-study and online courses must include an appropriate testing instrument requiring a grade of seventy (70) percent or higher to successfully complete the course.