This 2-day seminar prepares the student to take the Series 6 & 63 examination. We review the Securities Act of 1933 & 1934, the Uniform Securities Act, the Investment Company Act of 1940 & the Investment Advisor Act of 1940. Other topics covered include economic and financial factors that affect investments. Students should have a sponsoring firm and complete the U-4 form prior to attending class. Class fee includes textbook.
Location: NAIFA, 60 Adloff Lane, Springfield, IL 62703
Class time is from 8 a.m. – 5 p.m., both days
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