Investment Licensing Course Calendar – Springfield, IL

Springfield, IL

Course Details:

This 2-day seminar prepares the student to take the Series 6 & 63 examination.  We review the Securities Act of 1933 & 1934, the Uniform Securities Act, the Investment Company Act of 1940 & the Investment Advisor Act of 1940.  Other topics covered include economic and financial factors that affect investments.  Students should have a sponsoring firm and complete the U-4 form prior to attending class. Class fee includes textbook.

Location: NAIFA, 60 Adloff Lane, Springfield, IL 62703

Class time is from 8 a.m. – 5 p.m.,  both days

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