This 2-day seminar prepares the student to take the Series 6 & 63 examination. We review the Securities Act of 1933 & 1934, the Uniform Securities Act, the Investment Company Act of 1940 & the Investment Advisor Act of 1940. Other topics covered include economic and financial factors that affect investments. In addition, the Uniform Securities Act is covered to prepare students for the Series 63 examination. Students should have a sponsoring firm and complete the U-4 form prior to attending class. Class fee includes textbook.
Location: Educational Concepts, 3301 W. Main, Belleville, IL 62226
Class time is from 8 a.m. – 5 p.m., both days
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